AI assistant
MAYNE PHARMA GROUP LIMITED — Major Shareholding Notification 2009
Nov 10, 2009
65396_rns_2009-11-10_3801a47c-4caf-4325-b56a-b9f54959ba3c.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
JMAM
| Form 604 Corporations Act 2001 Section 671B |
|
|---|---|
| Notice of change of interests of substantial holder | |
| To Company Name/Scheme | HalcyGen Pharmaceuticals Ltd |
| ACN/ARSN | 78 115 832 963 |
| 1. Details of substantial holder (1) Name |
JM Financial Group Limited |
| ACN/ARSN (If applicable) | ACN 007 364 132 |
| There was a change in the interests of the |
| 06/11/2009 |
|---|
| 05/11/2009 |
| 04/11/2009 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows;
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voling power (5) | |
| Fully Paid Ordinary | 7,194,217 | 5.0% | 9,621,609 | 6.68% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 23/10/2009 | Financial Group JM in l_td respect of Sandhurst Account Trustees Ltd <jm "a"A/c |
Refer to | |||
| 23/10/2009 | Financial Group JM Ltd respect $\mathbf{m}$ Sandhurst "D" RCCOUM <jmfg Ltd Trustees Consol A/c></jmfg |
of Refer to Attachment |
JMAM
4. Present relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder $(3)$ |
Nature of relevant interest $(6)$ |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| ЛN Group Ltd |
Financial Sandhurst Ltd |
Truslees As above | JM Financial Group Limited has the power to exercise or control the exercise of a vote attached to the securities and dispose of the securities which are held in client discretionary investment accounts managed On market purchase JM Financial Group Limited, |
1,396,264 Full Paid Ordinary shares |
1,396.264 |
| Financial ML Group Ltd |
Trustees Sandhurst <jmfg Ltd A/c</jmfg |
Consol A s above | JM Financial Group Limited has the power to exercise or control the exercise of a vote attached to the securities and dispose of the securities which are held in client discretionary investment accounts managed On market purchase JM Financial Group Limited. |
8.225.345 Fully Paid 8.225.345 Ordinary shares |
5. Changes In association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| احم ACN/ARSN Name and applicable) |
( | Nature of association | |
|---|---|---|---|
| NOT APPLICABLE |
6. Addresses
The addresses of persons named in this form are as follows.
| Name | Address | |
|---|---|---|
| JM Financial Group Limited | Level 18, 31 Queen Street, Melbourne | |
| Sandhurst Trustees Limited | Level 5, 120 Harbour Esplanade Docklands VIC 3008 |
Signature
| print name Julian Mitchell $\sim$ |
capacity | Director | |
|---|---|---|---|
| sign here | date | 9/11//2009 |
Attachment "A"
| Date of | NatureClass ofConsideration affected 3.8743874 774.8 Votes and Affected On market35,000 3511171.97purchas.e markel3.8743.874774.8 market 38743,874purchas! Number 38743.874 25,000 25 000 of On market3,8743.874 purchase 774.6 Persons securities 40,00040.000 purcha\$e12767.95 30.000309575.96 000 3,8743,674 purchaso? 774.8 38743.874 37,00037,00 1181036 774.8 205,740 change |
-. 5000 774.8 given in |
||
|---|---|---|---|---|
Attachment "8"
| DateNatureof of | On market 100.000 10036617.62 purchClse 000 On market 3.8743,874Qurcrase market 30,0003,00010985.31 3,8743,874 7748 25.000in25.0005000 25,000in25,000 5000 200200.000in00040000 11.62211.622 71.44171,44126160.06 3.8743,874774.8 Transfer 50.000in5,00010000 On market 50,0005,000purchase On market30.0003.000 1985.31 On market 25 00025.0009154.42 ourchase Persons change Class Consideration Votes and Affected 50,0005,00018308 86 50.0005,000 18308.86 50,00050,00018308.86 3,8743,874 125,000 125.00045772.16 securities Number affected of 3,874 3.874 100,000100.000 36617.62 purchase 3,8743,874 3,8743,874purcr,ase |
2324.4 774.8 given in |
11.622 |
|---|---|---|---|
| ~~::~~:3 | |||
|---|---|---|---|
| On 3,874 5/11/2009On 9n 100,000I - |
-.- market 100,000 319199 purchase 50 00050,000pUrCh3\$e 102 102.39439432684.04 purchas.e 30 00030,0009575.96 3700037.000 11810.36 purchas.e 3,8743.874 774.8 42 000 42,000 13406.34 112324.4 622 purchase 774.8 15959,94 774.8 -market 100,000 100,000 31919.9 31919,9purchase market100100,000 00031919.88purchase 3.8743.874 3.874 3,8743.874774.8 purcha~ 62,17762,17719846.82 45,00045,000 14363.95 3,8743,874 100000 11,62111,6212324.2 100,000 31919.88 purcha~:e 100,00031919.88 11.6222324.4 11,622 2324.4 On market 3,874purchase 11,62211,622 3,8743.874 10270.86 I 3,874 32,177 2,221,652 774.8 On market purchasl~ 11,622purcha5'3 !:.?urchase purchas,= On market purchasp. marke!.purchase ~urchase purchase - |
Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | HalcyGen Pharmaceuticals Limited | |
|---|---|---|
| ACN/ARSN | ABN 76 115 832 963 | |
| 1. Details of substantial holder (1) | ||
| Name | JM Financial Group Limited | |
| ACN/ARSN (if applicable) | ACN 007 364 132 | |
| The holder became a substantial holder on | 4 November 2009 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|
| 7.194.217 | 7.194.217 | 5.0% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became substantial holder are as follows:
| Holder of relevant interest | Nature of ralevant interest (7) | Class and number of securities |
|---|---|---|
| JM Financial Group Limited | JM Financial Group Limited has the ower to exercise or control the exercise of a vote attached to the securities and dispose of the securities which are held in client discretionary investment accounts managed On market purchase JM Financial Group L mited |
Fully Paid Ordinary |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number |
|---|---|---|---|
| JM Financial Group Limited | Sandhurst Trustees Limited |
As above | 1.190.524 |
| JM Financial Group Limited | Sandhurst Trustees Limited |
As above | 6.003.693 |
| 7,194,217 |
5. Consideration
The consideration paid for each relevent interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | |||
|---|---|---|---|---|---|
| On market | Non-On market | ||||
| JM Financial Group Limited in respect of the holding On market purchase Sandhurst Trustees Limited <jm mpsA/c |
See Allachment "A" | ||||
| JM Financial Group Ltd in respect of the holding On market purchase Sandhurst Trustees Ltd <jmfg consolA/c |
See Attachment "B" |
precs 5947v1 PREC
$\overline{\phantom{a}}$
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| NOT APPLICABLE | |
7. Addresses
- Associates
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| JM Financial Group Limited | Level 18, 31 Queen Street, Melbourne, VIC, 3000 | |
| Sandhurst Trustees Limited | Level 5, 120 Harbour Esplanade, Docklands, VIC, 3008 |
$\begin{aligned} \overline{\mathcal{W}}{\mathcal{V}}^{\mathcal{V}}(\mathcal{W}) = \mathcal{W}{\mathcal{V}}^{\mathcal{V}}(\mathcal{W}) \end{aligned}$
$\chi$
Signature
| print name | David William Doolan | capacity | Secretary | |
|---|---|---|---|---|
| sign here | date | 5 November 2009 | ||
Attachment "A"
| Number of fully | |||
|---|---|---|---|
| Date of Purchase | \$ Consideration |
paid ordinary shares |
|
| 6/10/2009 | He,w purchased? On Market Purchase |
8667.59 | 20,865 |
| 6/10/2009 | On Market Purchase |
6678.67 | 16,000 |
| 7/10/2009 | On Market Purchase |
8491,6 | 17,823 |
| 7/10/2009 | On Market Purchase |
8464.1 | 17,823 |
| On Market Purchase |
8491,6 | 17.823 | |
| 7/10/2009 | On Market Purchase |
14199.28 | |
| 7/10/2009 7/10/2009 |
On Market Purchase |
8105.84 | 30,000 |
| 7/10/2009 | On Market Purchase |
8491.6 | 17,000 17,823 |
| 7/10/2009 | On Market Purchase |
716639 | 15,000 |
| 7/10/2009 | On Market Purchase |
5762.21 | 12.000 |
| 8/10/2009 | On Market Purchase |
6819.67 | 15,000 |
| 8/10/2009 | On Market Purchase |
12218.42 | 27,119 |
| 8/10/2009 | On Market Purchase |
5483.24 | 12,000 |
| 8/10/2009 | On Market Purchase |
9938.02 | 22,000 |
| 8/10/2009 | On Market Purchase |
10828.97 | 24,000 |
| 8/10/2009 | On Market Purchase |
11719 93 |
26,000 |
| 8/10'2009 | On Market Purchase |
9938.02 | 22,000 |
| 8/10/2009 | On Market Purchase |
4592.28 | 10,000 |
| 8/10'2009 | On Market Pu rchase |
5483.24 | 12,000 |
| 8/10/2009 | On Market Purchase |
26619.92 | 59,429 |
| 9/10/2009 | On lVIarket Purchase | 7008.97 | 13,999 |
| 9/10/2009 | On Market Purchase |
668353 | 13,336 |
| 13/10/2009 | On 'Vlarket Purchase | 1602414 | 35,000 |
| 13/10/2009 | On \/Iarket Purchase |
16024.14 | 35.000 |
| 20/10/2009 | On Market Purchase |
1795.3 | 3,684 |
| 21/10/2009 | On Market Purchase |
23100 1 |
48,747 |
| 22/10/2009 | On Market Purchase |
8937.5 | 20,000 |
| 23/10'2009 | On Market Purchase |
8737.5 | 20.000 |
| 27/10/2009 | On Market Purchase |
81375 | 20,000 |
| 28/10/2009 | On Market Purchase |
14325.92 | 39,322 |
| 2/11/2009 | On Market Purchase |
18652.63 | 50,000 |
| 30/10/2009 | On Market Purchase |
13429.89 | 36,000 |
| 30/1012009 | On Market Purchase |
11191 59 | 30,000 |
| 30/1012009 | On Market Purchase |
14922.1 | 40,000 |
| 30/10/2009 | On Market Purchase |
17906.51 | 48,000 |
| 30/10/2009 | On Market Purchase |
1790651 | 48,000 |
| 30/10/2009 | On Market Purchase |
11191.58 | 30,000 |
| 2111/2009 | On Market Purchase On Market Purchase |
3937.82 | 10,000 |
| 2/11/2009 | On Market Purctlase |
9844.49 5406.99 |
25,000 13,731 |
| 2/11/2009 2/11/2009 |
On Market Purchase |
9844.51 | 25,000 |
| 2/11/2009 | On Market Purchase |
9844.51 | 25,000 |
| 2/11/2009 | On Market PurChase |
7875,6 | 20,000 |
| 2/11/2009 | On Market Purchase |
3937.8 | 10,000 |
| 2/11/2009 | On Market Purchase |
5512.91 | 14,000 |
| 2/11/2009 | On Market Purchase |
7875.6 | 20,000 |
| 2/11/2009 | On Market Purchase |
7875.6 | 20.000 |
| 2/11/2009 | On Market Purchase |
9844.51 | 25,000 |
| 2/11/2009 | On Market Purchase |
9844.49 | 25,000 |
| 2/11/2009 | On Market Purchase |
5906.71 | 15.000 |
| TOTAL | 1,190,524 |
ATTACHMENT "B" Number of fully paid
| Number of Tully paid | ||||
|---|---|---|---|---|
| Date of Purchase | How purchased? | Consideration \$ | ordinary shares | |
| 6/10/2009 | On market purchase | 24731.75 | 60,000 | |
| 6/10/2009 | On market purchase | 32800.48 | 79,575 | |
| 6/10/2009 | On market purchase | 29028.89 | 70,425 | |
| 6/10/2009 | On market purchase | 16490.42 | 40,000 | |
| 6/10/2009 | On market purchase | 16490.42 | 40,000 | |
| 7/10/2009 | On market purchase | 9512.02 | 20,000 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 8479.1 | 17,823 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 12860.68 | 27,213 | |
| 7/10/2009 | On market purchase | 35127.83 | 74,330 | |
| 7/10/2009 | On market purchase | 22554.41 | 47,595 | |
| 7/10/2009 | On market purchase | 20505.52 | 43,454 | |
| 7/10/2009 | On market purchase | 8491.6 8491.6 |
17,823 17,823 |
|
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 7/10/2009 |
On market purchase On market purchase |
8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 9980.75 | 21,000 | |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 | |
| 7/10/2009 | On market purchase | 11687.38 | 24,641 | |
| 7/10/2009 | On market purchase | 25458.36 | 53,723 | |
| 8/10/2009 | On market purchase | 45475.9 | 101,525 | |
| 8/10/2009 | On market purchase | 8622.07 | 19,046 | |
| 8/10/2009 | On market purchase | 3390.86 | 7,394 | |
| 8/10/2009 | On market purchase | 38301.68 | 86,337 | |
| 8/10/2009 | On market purchase | 22181.5 | 50,000 | |
| 8/10/2009 | On market purchase | 22137.5 | 50,000 | |
| 8/10/2009 | On market purchase | 4989.38 | 11,027 | |
| 8/10/2009 | On market purchase | 25222.14 | 56,854 | |
| 8/10/2009 | On market purchase | 12402.06 | 27,874 | |
| 8/10/2009 | On market purchase | 7683.95 | 17,368 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 9/10/2009 | On market purchase | 9954.58 15706.9 |
20,000 31,719 |
|
| 9/10/2009 | On market purchase On market purchase |
5942.83 | 11,827 | |
| 9/10/2009 9/10/2009 |
On market purchase | 27314.22 | 55,191 | |
| 9/10/2009 | On market purchase | 6823.91 | 13,622 | |
| 9/10/2009 | On market purchase | 8607.19 | 17,255 | |
| 9/10/2009 | On market purchase | 12888.91 | 25,978 | |
| 9/10/2009 | On market purchase | 17360.23 | 35,078 | |
| 9/10/2009 | On market purchase | 5171.15 | 10,535 | |
| 9/10/2009 | On market purchase | 14965.22 | 30,208 | |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 | |
| 12/10/2009 | On market purchase | 26100.45 | 60,000 | |
| 12/10/2009 | On market purchase | 15856.01 | 36,432 | |
| 12/10/2009 | On market purchase | 197.6 | 458 | |
| 12/10/2009 | On market purchase | 14638.9 | 33,611 | |
| 05/11/2009135/137 03962131475 04:32 | ) On50.000 marl <et 100,000market 35,666 30,000 20,000 market 25,000 50,000 25,000mar<et 37,346 On50,000 market 50,000marl<et 50,000 16,694 40,000 30,000 67,331 21,550 mark~t 50.000mark,:!t 41,000 28,665 60.000mark·at 31.a65 94,000 50.000 mar<et 100,000 50,000 50,000 25,175 mark.et 25,000marl<et 30,000 market mark;t mark.:t</et </et </et </et </et |
9844 4 9 On50.000mar.:etpurchase 19689.05 Onmarket purchase 23693.87 23693.88 50,000marl <etpurchase19689 35066.93 13818.02 984449 7875.6 19689 On25,000marl:et purchase 9844.58 On30,000marketpurChase11813.45 On30,034 markeetpurChase 13770.05 20,000 marketpurChase 9123.68 80,000marle.etpurchase29844.2 62,654mar~:etpurchase23319.48 50,000mar~:et18652.63 50,000 markE!tpurchase22650.79 60,678mar~.etpurchase30097.13 purchase14247.11 2167738 22650.79 21299.27 21677.37 13006.4221677,37 26012.85 18573.65 22181.5 9919.13 9844.49 13308.9 17341.9 10999.2 7649.8 20165 20165 39378 16266 19689 On35,756 market purchase 15564 35 On20.000 marke:!purchase9123.68 100,000 marKet42598.59 38,757markE:tpurchase16803.01 21677.38 2369387 21677.38 22882.43 13036.75 30729.9 20165 12099 50,000marl<.etpurchase m;;tri<etpurchase JMAM PAGE</etpurchase </etpurchase19689 |
|
|---|---|---|---|
| 05/11/2009 | 04:32 | 0396201475 | MAML | |
|---|---|---|---|---|
| 9844.49 | 25,000 | |||
| 2/11/2009 | On market purchase | 65,000 | ||
| 2/11/2009 | On market purchase | 25595.7 | ||
| 2/11/2009 | On market purchase | 27564.6 | 70,000 | |
| 2/11/2009 | On market purchase | 9844.49 | 25,000 | |
| 2/11/2009 | On market purchase | 27564.6 | 70,000 | |
| 2/11/2009 | On market purchase | 27564.6 | 70,000 | |
| 2/11/2009 | On market purchase | 19689 | 50,000 | |
| 2/11/2009 | On market purchase | 19689 | 50,000 | |
| 2/11/2009 | On market purchase | 27564.6 | 70.000 | |
| 2/11/2009 | On market purchase | 70517.03 | 180,000 | |
| 4/11/2009 | On market purchase | 18282.27 | 50,000 | |
| 4/11/2009 | On market purchase | 36564.48 | 100,000 | |
| 4/11/2009 | On market purchase | 25595.14 | 70,000 | |
| 4/11/2009 | On market purchase | 18282.24 | 50,000 | |
| 4/11/2009 | On market purchase | 36564.48 | 100,000 | |
| 4/11/2009 | On market purchase | 14625.79 | 40,000 | |
| 4/11/2009 | On market purchase | 18282.24 | 50,000 | |
| 4/11/2009 | On market purchase | 32542.4 | 89,000 | |
| 4/11/2009 | On market purchase | 27423.37 | 75,000 | |
| Sub Total of | ||||
| Purchase | 6,022,739 | |||
| 2/11/2009 | On Market Sale | 7099.98 | 19,046 |
|---|---|---|---|
| Net Total | 6,003,693 |
PAGE 07/07