MAXLINEAR, INC — Director's Dealing 2019

Jun 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-05-30

Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-30	Common Stock	G	805622	—	Disposed	1320370	Indirect
2019-05-30	Common Stock	G	805622	—	Acquired	805622	Indirect
2019-05-30	Common Stock	G	805622	—	Disposed	514748	Indirect
2019-05-30	Common Stock	G	805622	—	Acquired	805622	Indirect
2019-06-11	Common Stock	G	426477	—	Disposed	582064	Indirect
2019-06-11	Common Stock	G	426477	—	Acquired	941225	Indirect
2019-06-11	Common Stock	G	426477	—	Disposed	582064	Indirect
2019-06-11	Common Stock	G	426477	—	Acquired	1367702	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18920	Indirect
Common Stock	12466	Direct

Footnotes

F1: Excludes an aggregate of 2,017,082 shares that were included in prior Forms 4 as part of the end of period holdings of the Seendripu Family Trust dated 10/5/09 (the "Family Trust"). Of these 2,017,082 shares, 1,008,541 shares are held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 and 1,008,541 shares are held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (together, the "2018 Annuity Trusts"). On May 30, 2018, the Family Trust transferred 1,008,541 shares to each of the 2018 Annuity Trusts for no consideration.

F2: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F3: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F4: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F5: Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F6: Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F7: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.