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MAXLINEAR, INC — Director's Dealing 2019
Sep 10, 2019
31984_dirs_2019-09-09_d519e3f7-4085-4c45-a2fd-68ed0f3c0691.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-09-06
Reporting Person: LING CURTIS (Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-06 | Common Stock | M | 48437 | $7.4478 | Acquired | 1013441 | Direct |
| 2019-09-06 | Common Stock | F | 19574 | $20.82 | Disposed | 993867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-06 | Stock Option (right to buy) | $7.4478 | M | 48437 | Disposed | 2019-10-27 | Common Stock (48437.0) | Direct |
Footnotes
F1: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, ten percent (10%) of the 48,437 shares subject to the option vested and became exercisable on October 27, 2010, twenty percent (20%) of the shares subject to the option vested and became exercisable October 27, 2011, thirty percent (30%) of the shares subject to the option vested and became exercisable on October 27, 2012, and forty percent (40%) of the shares subject to option vested and became exercisable October 27, 2013.