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MAXLINEAR, INC — Director's Dealing 2016
Jun 1, 2016
31984_dirs_2016-06-01_d44390e0-2cd0-438a-971e-d4243c636ea7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-06-01
Reporting Person: CRADDOCK STEVEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-01 | Class A Common Stock (par value $0.0001) | M | 18770 | $9.10 | Acquired | 85022 | Direct |
| 2016-06-01 | Class A Common Stock (par value $0.0001) | S | 18770 | $20.6199 | Disposed | 66252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-01 | Stock Option (right to buy) | $9.10 | M | 18770 | Disposed | 2018-05-06 | Class A Common Stock (par value $0.0001) (18770) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 18,770 shares sold in the price range of $20.44 to $20.82 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: One-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.