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MAXLINEAR, INC — Director's Dealing 2016
May 19, 2016
31984_dirs_2016-05-19_ec236fa2-48fc-4c45-af38-5cebd9a38e7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-05-17
Reporting Person: LaChance Michael J. (Vice President, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-17 | Class A Common Stock (par value $0.0001) | M | 15000 | $5.45 | Acquired | 71396 | Direct |
| 2016-05-17 | Class A Common Stock (par value $0.0001) | S | 30000 | $19.4544 | Disposed | 41396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-17 | Stock Option (Right to Buy) | $5.45 | M | 15000 | Disposed | 2018-11-04 | Class A Common Stock (par value $0.0001) (15000) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $19.43 to $19.52 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Subject to the Reporting Person's continuing to be a service provider (as defined in the 2010 Equity Incentive Plan) through each such date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one (1) year anniversary of November 4, 2011, and one forty-eighth of the shares subject to the option shall vest each month thereafter, such that the option shall become fully vested and exercisable on the November 4, 2015.