AI assistant
MAXLINEAR, INC — Director's Dealing 2016
Jun 6, 2016
31984_dirs_2016-06-06_552ba2e5-f1b3-4d4f-b7ea-08bf05bdad47.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-06-03
Reporting Person: PARDUN THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-03 | Class A Common Stock (par value $0.0001) | M | 18000 | $4.2581 | Acquired | 84252 | Direct |
| 2016-06-03 | Class A Common Stock (par value $0.0001) | S | 18000 | $20.3864 | Disposed | 66252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-03 | Stock Option (right to buy) | $4.2581 | M | 18000 | Disposed | 2019-07-28 | Class A Common Stock (par value $0.0001) (18000) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 18,000 shares sold in the price range of $20.35 to $20.44 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Twenty-five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on July 28, 2013.