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MAXLINEAR, INC — Director's Dealing 2016
Nov 23, 2016
31984_dirs_2016-11-22_1f73ede8-c48b-492d-bc4f-8d65fe68720a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-11-21
Reporting Person: McCarty Dana (Vice President, Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-21 | Class A Common Stock (par value $0.0001) | M | 421 | $0.00 | Acquired | 5365 | Direct |
| 2016-11-21 | Class A Common Stock (par value $0.0001) | F | 421 | $21.99 | Disposed | 4944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | Restricted Stock Units | $ | M | 421 | Disposed | Class A Common Stock (par value $0.0001) (421) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Includes 1,136 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2016.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 17,934 RSUs subject to the award will vest on August 20, 2016 and one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2020.