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MAXLINEAR, INC — Director's Dealing 2016
Dec 23, 2016
31984_dirs_2016-12-23_6acd2955-15c1-4271-8f80-2621b912b111.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-12-12
Reporting Person: REDDY MADHUKAR (VP, Central Engineering)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | Class B Common Stock (convertible into Class A Common Stock) | $ | G | 1300 | Disposed | Class A Common Stock ($0.0001 par value) (1300) | Direct | |
| 2016-12-12 | Class B Common Stock (convertible into Class A Common Stock) | $ | G | 1300 | Acquired | Class A Common Stock ($0.0001 par value) (1300) | Indirect | |
| 2016-12-12 | Class B Common Stock (convertible into Class A Common Stock) | $ | G | 1300 | Disposed | Class A Common Stock ($0.0001 par value) (1300) | Direct | |
| 2016-12-12 | Class B Common Stock (convertible into Class A Common Stock) | $ | G | 1300 | Acquired | Class A Common Stock ($0.0001 par value) (1300) | Indirect | |
| 2016-12-22 | Employee Stock Option (right to buy) | $1.1613 | M | 5000 | Disposed | 2017-08-07 | Class B Common Stock (convertible into Class A Common Stock) (5000) | Direct |
| 2016-12-22 | Class B Common Stock (convertible into Class A Common Stock) | $ | M | 5000 | Acquired | Class A Common Stock ($0.0001 par value) (5000) | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
F2: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F3: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F4: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F5: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F6: The shares subject to this option became fully vested and exercisable on August 8, 2011.