MATTEL INC /DE/ — Director's Dealing 2021

Aug 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2021-08-01

Reporting Person: Kreiz Ynon (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-01	Common Stock	M	44440	—	Acquired	330031	Direct
2021-08-01	Common Stock	F	22034	$21.72	Disposed	307997	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-01	Restricted Stock Units	$	M	44440	Disposed		Common Stock (44440.0)	Direct
2021-08-02	Employee Stock Option - Right to Buy	$21.91	A	265957	Acquired	2031-08-02	Common Stock (265957.0)	Direct

Footnotes

F1: As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 130,703 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 44,440 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the August 1, 2018 RSU grant, 22,034 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: The option was granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.