AI assistant
MATTEL INC /DE/ — Director's Dealing 2014
Feb 3, 2014
30976_dirs_2014-02-03_038fbade-f04a-44b8-9d51-12b4f98bee88.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2014-01-30
Reporting Person: KAYE ALAN (EVP Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-30 | Common stock | A | 52568 | — | Acquired | 52568 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 28332 | Indirect |
| Common stock | 7992 | Indirect |
Footnotes
F1: Restricted stock units for 52,568 shares of the Issuer's common stock were earned on January 30, 2014, based on satisfaction of meeting certain performance criteria for the period January 1, 2011 through December 31, 2013, and will vest and settle in shares of the Issuer's common stock on a one-for-one basis, subject to tax withholding, if the reporting person continues to be employed through the vesting and settlement date, which shall be within 15 business days following January 30, 2014.
F2: The Kaye Living Trust, dated March 31, 1992.
F3: As of January 30, 2014, the reporting person had a balance of $343,748.47 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.