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MATTEL INC /DE/ — Director's Dealing 2011
Apr 29, 2011
30976_dirs_2011-04-29_5d7a6a94-ad95-4b26-8772-5e90f7cf4d6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2011-04-28
Reporting Person: KILPIN TIMOTHY J. (EVP Mattel Brands El Segundo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-28 | Common stock | M | 12400 | $17.94 | Acquired | 53967 | Direct |
| 2011-04-28 | Common stock | S | 12400 | $27.0003 | Disposed | 41567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-28 | Employee Stock Option - Right to Buy | $17.94 | M | 12400 | Disposed | 2016-08-01 | Common stock (12400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 2925 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: As of April 28, 2011, the reporting person had a balance of $79,119 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.