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MATTEL INC /DE/ — Director's Dealing 2011
May 26, 2011
30976_dirs_2011-05-26_50f55836-8624-4082-aaa2-2838098161fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2011-05-25
Reporting Person: KAYE ALAN (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-25 | Common stock | M | 62657 | $20.04 | Acquired | 62657 | Direct |
| 2011-05-25 | Common stock | S | 62657 | $26.431 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-25 | Employee Stock Option - Right to Buy | $20.04 | M | 62657 | Disposed | 2012-05-22 | Common stock (62657) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 18800 | Indirect |
| Common stock | 7402 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $26.35 to $26.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The Kaye Living Trust, dated March 31, 1992
F3: As of May 25, 2011, the reporting person had a balance of $195,110 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.