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MATTEL INC /DE/ — Director's Dealing 2011
Nov 4, 2011
30976_dirs_2011-11-04_0255a2ae-8237-4543-99fb-27b828312bc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2011-11-03
Reporting Person: KILPIN TIMOTHY J. (EVP Mattel Brands El Segundo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-03 | Common stock | M | 40000 | $18.71 | Acquired | 85370 | Direct |
| 2011-11-03 | Common stock | S | 40000 | $29.0015 | Disposed | 45370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | Employee Stock Option - Right to Buy | $18.71 | M | 40000 | Disposed | 2015-08-01 | Common stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 2969 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.00 to 29.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: As of November 3, 2011, the reporting person had a balance of $86,333.82 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.