AI assistant
MATTEL INC /DE/ — Director's Dealing 2008
Nov 25, 2008
30976_dirs_2008-11-25_1c5080e0-a8ed-4b6d-b45c-c9e966171e28.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MATTEL INC /DE/ (MAT)
CIK: 0000063276
Period of Report: 2008-11-21
Reporting Person: STOCKTON BRYAN (President International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-11-21 | Common stock | I | 1542 | $11.42 | Acquired | 5406 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-11-21 | Phantom stock | $ | I | 6842 | Acquired | Common stock (6842) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 3212 | Indirect |
| Common stock | 4611 | Direct |
Footnotes
F1: On November 21, 2008, Mr. Stockton transferred $19,209 into the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"), from other funds in the PIP and his balance in the Mattel Stock Fund after this transfer was $67,332. The assets in the Mattel Stock Fund include cash amounts as well as shares of Mattel common stock. The number of shares has been calculated by the plan administrator for the PIP.
F2: Mr. Stockton as trustee of the Bryan G. Stockton Living Trust.
F3: Each share of phantom stock is the economic equivalent of one share of Mattel common stock. Shares of phantom stock are payable in Mattel common stock following termination of the reporting person's employment with Mattel.