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Marker Therapeutics, Inc. — Director's Dealing 2009
Oct 26, 2009
35150_dirs_2009-10-26_0b5480c8-a1d5-49a9-9eaa-fb883faf8899.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TAPIMMUNE INC (TPIV)
CIK: 0001094038
Period of Report: 2009-02-04
Reporting Person: CORIN DENIS (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-29 | Common stock | J | 1925750 | $0.1 | Acquired | 1933750 | Direct |
| 2009-06-29 | Common stock | J | 295300 | $0.1 | Acquired | 295300 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-04 | Purchase Warrants | $2 | A | 14458 | Acquired | 2011-02-04 | Common stock (14458) | Direct |
| 2009-10-14 | Stock Options | $0.97 | A | 1100000 | Acquired | 2019-10-14 | Common stock (1100000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Purchase Warrants | $2.5 | 2010-08-15 | Common stock (5000) | 5000 | Direct |
| Purchase Warrants | $0.1 | 2009-08-15 | Common stock (15000) | 20000 | Direct |
| Purchase warrants | $0.1 | 2010-11-15 | Common stock (20000) | 40000 | Direct |
| Purchase warrants | $2.5 | 2010-08-15 | Common stock (2400) | 2400 | Indirect |
| Stock Options | $0.97 | 2017-06-08 | Common stock (80000) | 80000 | Direct |
| Stock Options | $0.97 | 2017-06-08 | Common stock (20000) | 20000 | Indirect |
Footnotes
F1: These shares were issued as part of a larger transaction in which the Issuer converted outstanding debt of approximately $4,137,000 into approximately 3,333,800 shares of common stock.
F2: These stock options were repriced on October 14, 2009 from $2.50 to $0.97.
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