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Mama's Creations, Inc. — Director's Dealing 2015
Jun 16, 2015
32974_dirs_2015-06-16_5ab5a1d9-7de8-4c5e-a17d-2b380c9e662c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MamaMancini's Holdings, Inc. (MMMB)
CIK: 0001520358
Period of Report: 2015-06-12
Reporting Person: Janeway Dean (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-15 | Convertible Debenture | $1.50 | J | 1 | Disposed | 2016-07-15 | Common Stock (33334) | Direct |
| 2015-06-12 | Series A Convertible Preferred Stock | $1.25 | J | 500 | Acquired | Common Stock (40000) | Direct | |
| 2015-06-12 | Warrant | $1.25 | J | 1 | Acquired | 2020-06-12 | Common Stock () | Direct |
Footnotes
F1: Pursuant to the terms of the Convertible Debenture (the "Debenture"), the Debenture was automatically converted upon a Qualified Offering. Upon conversion of the Debenture Mr. Janeway received 1 unit comprised of (i) five hundred (500) shares of Series A Preferred ("Unit Shares"), convertible into the Company's Common Stock at a conversion price of $1.25 per share and (ii) one (1) Warrant to purchase 100% of the number of Conversion Shares (as defined in the Debenture) initially issuable upon conversion of the Unit Shares to the purchaser at the exercise price of $1.25 per share.
F2: The Warrant entitles Mr. Janeway to purchase up to the number of shares of Common Stock ("Warrant Shares") that is equal to 100% of the number of Conversion Shares initially issuable upon conversion of the Unit Shares issued to the purchaser. The Warrants are for a term of five (5) years and are exercisable at a price of $1.25 per Warrant Share.
F3: The Series A Convertible Preferred Stock has no expiration date.