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MAGNITE, INC. — Director's Dealing 2016
Nov 18, 2016
31335_dirs_2016-11-17_26a7b8de-904d-40aa-9838-4e8ae45122e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RUBICON PROJECT, INC. (RUBI)
CIK: 0001595974
Period of Report: 2016-11-15
Reporting Person: RAIFMAN GREGORY R (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-24 | Common Stock | G | 369112 | — | Disposed | 0 | Direct |
| 2016-05-24 | Common Stock | G | 369112 | — | Acquired | 474981 | Indirect |
| 2016-11-15 | Common Stock | F | 14406 | $7.72 | Disposed | 460575 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-24 | Stock Option (right to buy) | $7.8 | G | 585700 | Disposed | 2023-02-01 | Common Stock (585700.0) | Direct |
| 2016-05-24 | Stock Option (right to buy) | $7.8 | G | 585700 | Acquired | 2023-02-01 | Common Stock (585700.0) | Indirect |
| 2016-05-24 | Stock Option (right to buy) | $16.75 | G | 62585 | Disposed | 2025-05-19 | Common Stock (62585.0) | Direct |
| 2016-05-24 | Stock Option (right to buy) | $16.75 | G | 62585 | Acquired | 2025-05-19 | Common Stock (62585.0) | Indirect |
| 2016-05-24 | Stock Option (right to buy) | $13.16 | G | 58884 | Disposed | 2026-02-01 | Common Stock (58884.0) | Direct |
| 2016-05-24 | Stock Option (right to buy) | $13.16 | G | 58884 | Acquired | 2026-02-01 | Common Stock (58884.0) | Indirect |
Footnotes
F1: On May 24, 2016, the reporting person transferred all of his vested and unvested equity awards to the Raifman Family Revocable Trust. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.
F2: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
F3: The option, representing a right to purchase a total of 785,700 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter.
F4: Granted as compensation for services.
F5: 25% of the stock options will vest on February 1, 2016 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.
F6: 25% of the stock options will vest on February 1, 2017 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.