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Macy's, Inc. — Director's Dealing 2016
Mar 1, 2016
31035_dirs_2016-03-01_9992e378-0068-4f75-8880-ce6b7c556526.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2016-02-26
Reporting Person: LUNDGREN TERRY J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-26 | Common Stock | A | 57961 | — | Acquired | 188071 | Direct |
| 2016-02-29 | Common Stock | S | 29153 | $43.2329 | Disposed | 158918 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 283224 | Indirect |
| Common Stock | 2464 | Indirect |
Footnotes
F1: Settlement of performance-based restricted stock units following a 3-year (2013-2015) performance period. Number includes 3,416 dividend shares accrued during the performance period.
F2: These shares were previously reported as directly beneficially owned, but 156,930 shares were contributed to a grantor retained annuity trust (GRAT) on March 26, 2015 and 126,294 shares were transferred to a GRAT on November 13, 2015.
F3: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 29, 2016 by $43.21, the stock price of such date.