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Macy's, Inc. — Director's Dealing 2016
Jun 3, 2016
31035_dirs_2016-06-03_64e2e4c6-3532-4151-8d17-8ef52fd738b9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2016-06-01
Reporting Person: Williams Felicia (EVP,Controller/Enterprise Risk)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $46.15 | 2017-03-23 | Common Stock (12000) | Direct | |
| Option to Purchase Common Stock | $24.85 | 2018-03-21 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $20.89 | 2020-03-19 | Common Stock (7500) | Direct | |
| Option to Purchase Common Stock | $20.89 | 2020-03-19 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $23.43 | 2021-03-25 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $39.84 | 2022-03-23 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $41.67 | 2023-03-19 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $58.92 | 2024-03-28 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $63.65 | 2025-03-27 | Common Stock (10000) | Direct | |
| Option to Purchase Common Stock | $43.42 | 2026-03-23 | Common Stock (10551) | Direct | |
| Restricted Stock Units | $ | Common Stock (1697) | Direct | ||
| Restricted Stock Units | $ | Common Stock (785) | Direct |
Footnotes
F1: Options became exercisable as follows: 3,000 on March 23, 2008; 3,000 on March 23, 2009; 3,000 on March 23, 2010 and 3,000 on March 23, 2011.
F2: Options became exercisable as follows: 2,500 on March 21, 2009; 2,500 on March 21, 2010; 2,500 on March 21, 2011 and 2,500 on March 21, 2012.
F3: Options became exercisable as follows: 1,875 on March 19, 2011; 1,875 on March 19, 2012; 1,875 on March 19, 2013 and 1,875 on March 19, 2014.
F4: Options became exercisable as follows: 2,500 on March 19, 2011; 2,500 on March 19, 2012; 2,500 on March 19, 2013 and 2,500 on March 19, 2014.
F5: Options became exercisable as follows: 2,500 on March 25, 2012; 2,500 on March 25, 2013; 2,500 on March 25, 2014 and 2,500 on March 25, 2015.
F6: Options became exercisable as follows: 2,500 on March 23, 2013; 2,500 on March 23, 2014; 2,500 on March 23, 2015 and 2,500 on March 23, 2016.
F7: Options became/become exercisable as follows: 2,500 on March 19, 2014; 2,500 on March 19, 2015; 2,500 on March 19, 2016 and 2,500 on March 19, 2017.
F8: Options became/become exercisable as follows: 2,500 on March 28, 2015; 2,500 on March 28, 2016; 2,500 on March 28, 2017 and 2,500 on March 28, 2018.
F9: Options became/become exercisable as follows: 2,500 on March 27, 2016; 2,500 on March 27, 2017; 2,500 on March 27, 2018 and 2,500 on March 27, 2019.
F10: Options become exercisable as follows: 2,638 on March 23, 2017; 2,638 on March 23, 2018; 2,638 on March 23, 2019 and 2,637 on March 23, 2020.
F11: The restricted stock units were awarded on March 28, 2014 and become exercisable on March 28, 2017.
F12: Each restricted stock unit represents a contingent right to receive one share of Macy's common stock.
F13: The restricted stock units were awarded on March 27, 2015 and become exercisable on March 27, 2018.