Macquarie Group Limited — Capital/Financing Update 2013

Apr 14, 2013

Macquarie Group Limited ABN 94 122 169 279

No.1 Martin Place Telephone (61 2) 8232 3333 Sydney NSW 2000 Facsimile (61 2) 8232 7780 GPO Box 4294 Internet http://www.macquarie.com.au Sydney NSW 1164 AUSTRALIA

15 April 2013

Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street Sydney NSW 2000

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Dear Sir/Madam

Macquarie Group Limited - Issued Ordinary Capital and Options Update – 1 March to 31 March 2013

Since the last notification to the ASX on 13 March 2013 of the positions as at 28 February 2013. 59,572 shares fully paid ordinary shares were issued on 5 March 2013 at a price of $80.30 each. The shares were issued on retraction of exchangeable shares issued by Macquarie Capital Acquisitions (Canada) Limited, a subsidiary of Macquarie Group Limited. These exchangeable shares were issued pursuant to retention agreements entered into with key Orion Financial Inc. (“Orion”) employees shortly after the completion of the acquisition by Macquarie of Orion in December 2007.

Therefore, as at 31 March 2013, the number of issued fully paid ordinary shares in Macquarie Group Limited (“MGL”) was 339,506,578.

Since the notification to the ASX on 13 March 2013 of the positions as at 28 February 2013 the following further movements have occurred pursuant to the Macquarie Group Employee Retained Equity Plan (“MEREP”):

• 4,500 Deferred Share Units (“DSUs”) have been granted; and

• 9,475 DSUs have been exercised.

Therefore, as at 31 March 2013:

the number of DSUs on issue was 4,210,114; and

the number of Performance Share Units (“PSUs”) was 1,969,394.

The total number of ordinary shares on issue noted above includes 3,180,828 ordinary shares held by the MEREP Trustee (“Trustee”) in a reserve account and which may be used to satisfy the obligations of MGL in respect of DSUs

Macquarie Group Limited is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Cwth), and its obligations do not represent deposits or other liabilities of Macquarie Bank Limited ABN 46 008 583 542 (MBL). MBL does not guarantee or otherwise provide assurance in respect of the obligations of Macquarie Group Limited.

Macquarie Group Limited

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issued under the MEREP, including allocation of ordinary shares on exercise of DSUs.

As at 31 March 2013 there were 165,805 Exchangeable Shares on issue by Macquarie Capital Acquisitions (Canada) Limited, a subsidiary of MGL, which may be exchanged into 165,805 fully paid ordinary shares in MGL, issued as part of the acquisition of Orion in December 2007.

As at 31 March 2013 there were 427,106 Exchangeable Shares on issue by Macquarie Capital Acquisitions (Canada) No.2 Limited which may be exchanged into 427,106 fully paid ordinary shares in MGL, issued as part of the acquisition of Tristone Capital Global Inc. (“Tristone”) in August 2009. There are a further 11,295 Exchangeable Shares on issue, resulting from the exercise of retention options previously held under retention agreements with key former Tristone employees.

Since the notification to ASX on 13 March 2013 of the positions as at 28 February 2013, there have been no new options issued under the Macquarie Group Employee Share Option Plan.

Since the notification to ASX on 13 March 2013 of the positions as at 28 February 2013, the following lapses of unexercised options have been processed between 1 March 2013 and 31 March 2013:

• 28,994 options exercisable at $47.79 each and expiring on 10 March 2013 (MQG0396);

• 17,667 options exercisable at $51.34 each and expiring on 25 March 2013 (MQG0397);

• 19,000 options exercisable at $63.09 each and expiring on 8 May 2013 (MQG0400);

• 3,000 options exercisable at $59.58 each and expiring on 22 May 2013 (MQG0401);

• 95,498 options exercisable at $53.91 each and expiring on 15 August 2013 (MQG0407);

• 3,000 options exercisable at $48.61 each and expiring on 22 August 2013 (MQG0409); and

• 500 options exercisable at $53.91 each and expiring on 22 October 2013 (MQG0416).

Macquarie Group Limited

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The number of options on issue at 31 March 2013 was 9,177,372 all exercisable into one share per option.

Yours faithfully

Nigel Donnelly Assistant Company Secretary

ATTACHMENT 1

Listing of Macquarie Group Limited Options

As at 31 March 2013

MQG		Exercise
Code	Number	Price	Expiry Date
MQG0398	88,334	$56.79	8/04/2013
MQG0399	12,521	$59.16	22/04/2013
MQG0400	38,076	$63.09	8/05/2013
MQG0401	23,000	$59.58	22/05/2013
MQG0402	30,387	$52.89	10/06/2013
MQG0403	3,000	$48.78	23/06/2013
MQG0404	20,000	$47.29	8/07/2013
MQG0405	16,288	$47.29	22/07/2013
MQG0406	23,087	$51.01	8/08/2013
MQG0407	8,035,345	$53.91	15/08/2013
MQG0408	41,354	$53.91	22/08/2013
MQG0409	47,238	$48.61	22/08/2013
MQG0410	12,690	$53.91	8/09/2013
MQG0411	52,480	$45.35	8/09/2013
MQG0412	59,851	$53.91	22/09/2013
MQG0413	56,549	$33.49	22/09/2013
MQG0414	66,565	$53.91	8/10/2013
MQG0415	44,324	$36.20	8/10/2013
MQG0416	30,674	$53.91	22/10/2013
MQG0417	7,516	$32.39	22/10/2013
MQG0418	32,725	$31.99	10/11/2013
MQG0419	5,668	$25.39	24/11/2013
MQG0420	14,334	$28.48	8/12/2013
MQG0421	20,000	$27.78	22/12/2013
MQG0422	25,000	$31.73	8/01/2014
MQG0423	8,000	$26.66	22/01/2014
MQG0424	24,653	$23.84	9/02/2014
MQG0425	10,000	$21.24	23/02/2014
MQG0426	11,000	$17.10	9/03/2014

ATTACHMENT 1

Listing of Macquarie Group Limited Options

As at 31 March 2013

MQG Code	Number Exercise Price Expiry Date
MQG0427 MQG0428 MQG0429 MQG0430 MQG0431 MQG0432 MQG0433 MQG0434 MQG0435 MQG0436 MQG0437 MQG0438 MQG0439 MQG0440 MQG0441	5,668 $23.17 23/03/2014 69,642 $29.41 8/04/2014 59,666 $30.89 22/04/2014 31,743 $34.02 8/05/2014 3,000 $36.87 9/06/2014 9,000 $37.17 22/06/2014 28,525 $36.73 8/07/2014 8,000 $39.03 22/07/2014 8,000 $44.21 10/08/2014 3,000 $45.71 24/08/2014 17,469 $49.32 8/09/2014 34,000 $53.07 22/09/2014 17,000 $54.25 8/10/2014 9,000 $54.26 22/10/2014 13,000 $48.48 08/12/2014 9,177,372