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LSI INDUSTRIES INC — Director's Dealing 2017
Jun 14, 2017
32508_dirs_2017-06-14_a19ab152-7127-4840-82a2-bcbaae69b99d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-06-12
Reporting Person: Bastian Jeffery S. (Chief Accounting Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Option to Buy | $9.15 | A | 5000 | Acquired | 2027-06-12 | Common Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1131 | Direct |
| Common Shares | 6020 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (10000) | 10000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (903) | 903 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $6.58 | 2022-08-16 | Common Shares (11250) | 11250 | Direct |
| Option to Buy | $7.20 | 2023-08-23 | Common Shares (17000) | 17000 | Direct |
| Option to Buy | $6.81 | 2024-11-20 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $11.06 | 2026-07-01 | Common Shares (10000) | 10000 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: These holdings have been previously reported on Form 3.
F3: The option vests at a rate of 25% per year beginning on the first anniversary of the grant date.
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