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LSI INDUSTRIES INC Director's Dealing 2017

Jun 14, 2017

32508_dirs_2017-06-14_a19ab152-7127-4840-82a2-bcbaae69b99d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-06-12

Reporting Person: Bastian Jeffery S. (Chief Accounting Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-12 Option to Buy $9.15 A 5000 Acquired 2027-06-12 Common Shares (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1131 Direct
Common Shares 6020 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Buy $19.76 2017-08-24 Common Shares (10000) 10000 Direct
Option to Buy $8.98 2018-08-22 Common Shares (903) 903 Direct
Option to Buy $8.40 2019-08-21 Common Shares (15000) 15000 Direct
Option to Buy $6.58 2022-08-16 Common Shares (11250) 11250 Direct
Option to Buy $7.20 2023-08-23 Common Shares (17000) 17000 Direct
Option to Buy $6.81 2024-11-20 Common Shares (20000) 20000 Direct
Option to Buy $9.39 2025-07-01 Common Shares (15000) 15000 Direct
Option to Buy $11.06 2026-07-01 Common Shares (10000) 10000 Direct

Footnotes

F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

F2: These holdings have been previously reported on Form 3.

F3: The option vests at a rate of 25% per year beginning on the first anniversary of the grant date.