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LSI INDUSTRIES INC — Director's Dealing 2014
Aug 26, 2014
32508_dirs_2014-08-26_ab40149e-948b-4aa6-bdac-dde4630fc1ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2014-08-22
Reporting Person: STOWELL RONALD S (VP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-22 | Common Shares | A | 241 | $6.75 | Acquired | 60697 | Direct |
| 2014-08-25 | Common Shares | A | 1087 | $6.95 | Acquired | 61784 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $7.20 | 2023-08-22 | Common Shares (50000) | 50000 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (40000) | 40000 | Direct |
| Option to Buy | $9.96 | 2014-10-27 | Common Shares (25000) | 25000 | Direct |
| Opton to Buy | $17.60 | 2016-08-24 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (25000) | 25000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $8.4 | 2019-08-21 | Common Shares (45000) | 45000 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (22000) | 22000 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: Options granted vest on the anniversary of the grant date, 9.2% in 2005, 40% in 2007 and 10.8% in 2008.
F3: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F4: These holdings have been previously reported on Form 4.
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