Loop Industries, Inc. — Director's Dealing 2019

Nov 9, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Loop Industries, Inc. (LOOP)
CIK: 0001504678
Period of Report: 2019-11-05-07:00

Reporting Person: Lapham Andrew (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-05-07:00	Common Stock, par value $0.0001 per share	J	40000	—	Disposed	4053567	Indirect

Footnotes

F1: Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of the Issuer by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP).

F2: These shares were delivered in payment of a finder's fee by NPC I LP. The closing price of the Common Stock on November 5, 2019 was $9.36 per share.

F3: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.