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Longeveron Inc. — Director's Dealing 2021
May 14, 2021
35052_dirs_2021-05-14_bd42cb03-ab95-4b82-9241-5151b2748fee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Longeveron Inc. (LGVN)
CIK: 0001721484
Period of Report: 2021-05-12
Reporting Person: Hare Joshua (Director, Chief Scientific Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | A | 5000 | — | Acquired | 7913428 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53514 | Indirect |
Footnotes
F1: Restricted Stock units subject to time-based vesting requirements.
F2: Amount includes 7,772,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F3: Includes 127,526 restricted stock units.
F4: Shares held by affiliated entity, for which reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.