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LODE RESOURCES LTD Regulatory Filings 2021

Oct 25, 2021

65220_rns_2021-10-25_1b7a10e3-6325-4afa-8ad6-c3080fa1abe0.pdf

Regulatory Filings

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme ACN/ARSN

LODE RESOURCES LTD

ACN 637 512 415

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 21-Oct-2021 The previous notice was given to the company on 25-Oct-2021 The previous notice was dated 25-Oct-2021

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant
interest changed
Nature of
change (4)
Consideration
given in relation to
change (5)
Class (6) and number of
securities affected
Person's votes
affected
21-Oct-21 Credit Suisse Equities
(Australia) Limited
Disposed on
market
740,173.04 AUD -2,534,972 Common Stock -2,534,972
21-Oct-21 Credit Suisse Equities
(Australia) Limited
Disposed on
market
197,141.48 AUD -634,750 Common Stock -634,750
21-Oct-21 Credit Suisse Equities
(Australia) Limited
Acquired on
market
202,583.35 AUD 534,149 Common Stock 534,149
21-Oct-21 Credit Suisse Equities
(Australia) Limited
Acquired on
market
48,202.68 AUD 129,127 Common Stock 129,127

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name andACN/ARSN(ifapplicable)
N/A
Nature ofassociation

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN008496713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN068232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

1

Signature

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
26-Oct-2021

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