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LODE RESOURCES LTD — Regulatory Filings 2021
Oct 25, 2021
65220_rns_2021-10-25_1b7a10e3-6325-4afa-8ad6-c3080fa1abe0.pdf
Regulatory Filings
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme ACN/ARSN
LODE RESOURCES LTD
ACN 637 512 415
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 21-Oct-2021 The previous notice was given to the company on 25-Oct-2021 The previous notice was dated 25-Oct-2021
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21-Oct-21 | Credit Suisse Equities (Australia) Limited |
Disposed on market |
740,173.04 AUD | -2,534,972 Common Stock | -2,534,972 |
| 21-Oct-21 | Credit Suisse Equities (Australia) Limited |
Disposed on market |
197,141.48 AUD | -634,750 Common Stock | -634,750 |
| 21-Oct-21 | Credit Suisse Equities (Australia) Limited |
Acquired on market |
202,583.35 AUD | 534,149 Common Stock | 534,149 |
| 21-Oct-21 | Credit Suisse Equities (Australia) Limited |
Acquired on market |
48,202.68 AUD | 129,127 Common Stock | 129,127 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) N/A |
Nature ofassociation |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| Credit Suisse Holdings (Australia) Limited (ACN008496713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
1
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 26-Oct-2021 |
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