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Liveperson Inc. — Director's Dealing 2021
Feb 18, 2021
6896_rns_2021-02-18_52ee75c1-1a96-4b78-bab2-3c1854cbba2b.pdf
Director's Dealing
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
OMB APPROVAL
OMB Number: 3235-0287
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
Expires: _ Estimated average burden hours per response: 0.5 |
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| 1. Name and Address of Reporting Person* Greenberg, Monica L. |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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| (Last) | (First) (Middle) C/O LIVEPERSON, INC., 475 TENTH AVENUE, 5TH FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 02/16/2021 |
Officer (give title Other (specify X below) below) EVP, Policy & General Counsel |
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| (Street) NEW YORK NY 10018 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) (Zip) |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed 3. Execution Date, if any Transaction (Month/Day/Year) Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
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| Common Stock | 02/16/2021 | (1) M |
10,000 A |
\$10.13 | (2) 30,854 |
D | ||||||||||||
| Common Stock | 02/16/2021 | (1) S |
10,000 D |
\$70.72 | (2) 20,854 |
D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
Derivative Securities and 5) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 |
6. Date | Exercisable and Expiration Date (Month/Day/Year) |
and 4) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 |
8. Price of Derivative Security (Instr. 5) |
derivative Securities Beneficially Owned Following Reported (Instr. 4) |
9. Number of Transaction(s) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code V (A) (D) Date
Exercisable
to Buy) \$10.13 02/16/2021 M (1) 10,000 (3) 04/25/2024 Common Stock 10,000 \$0 25,000 D
Expiration
Date Title
Amount or Number of Shares
Explanation of Responses:
Stock Option (Right
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The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
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The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.
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The Option is fully exercisable.
| /s/ Monica L. Greenberg 02/17/2021 |
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| ** Signature of Reporting Person Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.