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Liveperson Inc. — Director's Dealing 2021
Nov 11, 2021
6896_rns_2021-11-11_9b790f05-a4ec-4c16-89f9-7b427285ba4f.pdf
Director's Dealing
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SEC Form 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(2) 27,818 D
(2) 37,126 D
| 1. Name and Address of Reporting Person* Collins John DeNeen |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title Other (specify X below) below) Chief Financial Officer |
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| (Last) (First) (Middle) C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR |
3. Date of Earliest Transaction (Month/Day/Year) 11/08/2021 |
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| (Street) NEW YORK (City) |
NY (State) |
(Zip) | 10018 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) X |
6. Individual or Joint/Group Filing (Check Applicable Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) or Execution Date, Date if any Transaction (Month/Day/Year) Disposed Of (D) (Instr. 3, 4 and (Month/Day/Year) Code (Instr. 5) 8) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 3. Transaction 3A. Deemed 2. 1. Title of Derivative 4. Date Execution Date, Conversion (Month/Day/Year) if any Security (Instr. 3) or Exercise (Month/Day/Year) Price of Derivative Security 8) |
Transaction Code (Instr. |
Derivative Securities and 5) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Buy) \$27.39 11/08/2021 D 12,374 (1) 04/16/2030 Common Stock 12,374 \$48.82
(1) 10/29/2029 Common Stock 17,970 \$48.82
Buy) \$40.61 11/08/2021 D 17,970 10/29/2020
Stock Option (Right to
Stock Option (Right to
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These options are fully vested as of the date hereof.
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The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received \$504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.
/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 11/10/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.