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Liveperson Inc. Director's Dealing 2021

Nov 11, 2021

6896_rns_2021-11-11_9b790f05-a4ec-4c16-89f9-7b427285ba4f.pdf

Director's Dealing

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SEC Form 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(2) 27,818 D

(2) 37,126 D

1. Name and Address of Reporting Person*
Collins John DeNeen
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give title
Other (specify
X
below)
below)
Chief Financial Officer
(Last)
(First)
(Middle)
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
11/08/2021
(Street)
NEW YORK
(City)
NY
(State)
(Zip) 10018 4. If Amendment, Date of Original Filed (Month/Day/Year) Line)
X
6. Individual or Joint/Group Filing (Check Applicable
Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
2A. Deemed
3.
4. Securities Acquired (A) or
Execution Date,
Date
if any
Transaction
(Month/Day/Year)
Disposed Of (D) (Instr. 3, 4 and
(Month/Day/Year)
Code (Instr.
5)
8)
5. Amount of
Securities
Beneficially
Owned
Following
6. Ownership
Form: Direct
(D) or
Indirect (I)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
3. Transaction
3A. Deemed
2.
1. Title of Derivative
4.
Date
Execution Date,
Conversion
(Month/Day/Year)
if any
Security (Instr. 3)
or Exercise
(Month/Day/Year)
Price of
Derivative
Security
8)
Transaction
Code (Instr.
Derivative
Securities
and 5)
5. Number of
Acquired (A)
or Disposed of
(D) (Instr. 3, 4
6. Date
Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of
Securities Underlying
Derivative Security (Instr. 3
and 4)
8. Price
of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares

Buy) \$27.39 11/08/2021 D 12,374 (1) 04/16/2030 Common Stock 12,374 \$48.82

(1) 10/29/2029 Common Stock 17,970 \$48.82

Buy) \$40.61 11/08/2021 D 17,970 10/29/2020

Stock Option (Right to

Stock Option (Right to

  1. These options are fully vested as of the date hereof.

  2. The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received \$504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.

/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 11/10/2021

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.