Liveperson Inc. — Director's Dealing 2018

Feb 22, 2018

SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Carlough Daryl					2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ]								5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner
(Last) (First) (Middle) C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR					3. Date of Earliest Transaction (Month/Day/Year) 02/16/2018								Officer (give title Other (specify X below) below) SVP, Global & Corp Controller
(Street) NEW YORK NY 10018					4. If Amendment, Date of Original Filed (Month/Day/Year)								6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person
(City)	(State) (Zip)											Form filed by More than One Reporting Person
				Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)					2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)				5. Amount of Securities Beneficially Owned Following			6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
							Code	V		Amount	(A) or (D)	Price		Reported Transaction(s) (Instr. 3 and 4)
	Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
3. Transaction 3A. Deemed 2. 1. Title of Derivative 4. Date Execution Date, Conversion (Month/Day/Year) if any Security (Instr. 3) Transaction or Exercise (Month/Day/Year)				5. Number of Derivative		6. Date Exercisable and			7. Title and Amount of Securities Underlying			8. Price of	9. Number of derivative Securities	10. Ownership	11. Nature of Indirect

Security (Instr. 3)	or Exercise Price of Derivative Security	(Month/Day/Year)	if any (Month/Day/Year)	Transaction Code (Instr. 8)		Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		Exercisable and Expiration Date (Month/Day/Year)		Securities Underlying Derivative Security (Instr. 3 and 4)		of Derivative Security (Instr. 5)	Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	\$12.45	02/16/2018		A		70,000		(1)	02/16/2028	Common Stock	70,000	\$0	70,000	D

Explanation of Responses:

1. The Option will vest and become exercisable as follows: 25% on February 16, 2019 and 6.25% each quarter thereafter.

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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