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Liveperson Inc. — Director's Dealing 2018
May 15, 2018
6896_rns_2018-05-15_f7090040-5726-45da-ba31-05a3aeb5d795.pdf
Director's Dealing
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| FORM 4 | Washington, D.C. 20549 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB Number: | OMB APPROVAL | 3235-0287 | |||||||||
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| subject to Section 16. Form 4 Check this box if no longer |
STATEMENT OF | CHANGES IN BENEFICIAL OWNERSHIP | Expires: | |||||||||||
| continue. See Instruction 1(b). or Form 5 obligations may |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
Estimated average burden hours per response: |
0.5 | |||||||||||
| 1. Name and Address of Reporting Person Vanounou Eran |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] | 5. | (Check all applicable) Director |
Relationship of Reporting Person(s) to Issuer | 10% Owner | |||||||||
| 475 TENTH AVENUE, 5TH FLOOR (First) C/O LIVEPERSON. INC. (Last) |
(Middle) | 05/11/2018 3. Date of |
Earliest Transaction (Month/Day/Year) | X | Chief Technology Officer Officer (give title below) |
Other (specity below) |
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| NY NEW YORK (Street) |
10018 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) X |
Form filed by One Reporting Person Form filed by More than One Reporting Person 6. Individual or Joint/Group Filing (Check Applicable |
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| (State) (City) |
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) |
5) | Disposed Of (D) (Instr. 3, 4 and 4. Securities Acquired (A) or |
Owned | 5. Amount of Beneficially Securities Following |
6. Ownership Form: Direct ndirect (I) (Instr. 4) (D) or |
Ownership of Indirect Beneficial 7 Nature (Instr. 4) |
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| Code | V | (A) or Amount |
Price (D) |
Transaction(s) (Instr. 3 and 4) Reported |
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| Common Stock | 05/11/2018 | M | A 20.000 |
\$13.37 | 130.000 | D | ||||||||
| Common Stock | 05/11/2018 | S | 20,000 | \$18,29 D |
110.000 | D | ||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| or Exercise Price of Conversion Derivative Security 1. Title of Derivative Security (Instr. 3) |
h/Dav/Yearl 3. Transaction Date (Month/Day/Vo |
3A. Deemed Execution Date, if any (Month/Day/Year) | Transaction Code (Instr. ব 8) |
Deriva and 5) |
or Disposed of (D) (Instr. 3, 4 5. Number of Acquired (A) tive Securities |
Expiration Date Date 6. |
(Month/Day/Year) Exercisable and |
Derivative Security (Instr. 3 7. Title and Amount of Securities Underlying and 4) |
Derivative Security (Instr. 5) Price 8. of |
10. Owned Following Reported Transaction(s) 9. Number of derivative Securities Beneficially (Instr. 4) |
Ownership (1) (Instr. 4) or Indirect Direct (D) Form: |
Ownership of Indirect 11. Nature Beneficial (Instr. 4) |
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| > Code |
(A) | (D) | Exercisable Date |
Expiration | Title | of Shares Amount Number or |
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| \$13.37 Stock Option (Right to Buy) |
05/11/2018 | M | 20.000 | (2) | 02/09/2024 | Common Stock | 20.000 | \$13.37 | 50.000 | 0 |
SEC Form 4
Explanation of Responses:
Live Pennsy, any searchy holder of Live Securities and Exchange Commission, upon request, fill information regarding the number of shares sold at each separe price with I. The recorded in column 4 is a veighted avere old in milliple transations at pross ranging form SV.25 to \$18.65, inclusive. The reporting person untertakes to provide to the range set forth in this footnote.
- The option is fully vested and currently exercisable.
| 05/14/2018 | Date |
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| /s/ Monica L. Greenberg, as auorney-in fact |
** Sianature of Reporting Person |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78f(a),
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of intern are not required to respond unless the form displays a currently valid OMB Number.