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Liveperson Inc. — Director's Dealing 2018
Jun 10, 2018
6896_rns_2018-06-10_49703a48-ca0e-46cc-8c40-363d67ddf8ff.pdf
Director's Dealing
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Expires: | _ |
| Estimated average burden | |
| hours per response: | 0.5 |
| Block Peter | 1. Name and Address of Reporting Person* | LIVEPERSON INC [ LPSN ] | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 5TH FLOOR |
(First) C/O LIVEPERSON, INC., 475 TENTH AVENUE, |
(Middle) | 06/05/2018 | 3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title below) |
Other (specify below) |
||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||
| NEW YORK | NY | 10018 | Line) X Form filed by One Reporting Person |
|||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person | |||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
| 2A. Deemed Execution Date, |
3. |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
and 5) | 6. Date 8. Price 5. Number of 7. Title and Amount of Exercisable and of Derivative Securities Underlying Expiration Date Derivative Securities Derivative Security (Instr. 3 (Month/Day/Year) Security Acquired (A) and 4) (Instr. 5) or Disposed of (D) (Instr. 3, 4 |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (Right to Buy) |
\$21.75 | 06/05/2018 | A | 30,000 | (1) | 06/05/2028 | Common Stock | 30,000 | \$0 | 30,000 | D |
Explanation of Responses:
- This option will become fully exercisable on June 5, 2019.
| /s/ Monica Greenberg, as | |
|---|---|
| Attorney-in-Fact | 06/07/2018 |
** Signature of Reporting Person Date
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| OMB Number: 3235-0287 |
||||||||||
| Expires: | _ | |||||||||
| Estimated average burden | ||||||||||
| hours per response: | 0.5 | |||||||||
| 1. Name and Address of Reporting Person* LAVAN KEVIN |
LIVEPERSON INC [ LPSN ] | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) C/O LIVEPERSON, INC. 475 10TH AVENUE, 5TH FLOOR |
06/05/2018 | 3. Date of Earliest Transaction (Month/Day/Year) | X Director 10% Owner Officer (give title Other (specify below) below) |
|||||||||||
| (Street) NEW YORK (City) |
NY (State) |
10018 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) Code |
V | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) Amount |
(A) or | Price | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (Right to Buy) |
\$21.75 | 06/05/2018 | A | 30,000 | (1) | 06/05/2028 | Common Stock | 30,000 | \$0 | 30,000 | D |
Explanation of Responses:
- This option will become fully exercisable on June 5, 2019.
/s/ Monica Greenberg, Attorney-in-Fact 06/07/2018
(Instr. 3 and 4)
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Expires: | _ |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* LAYFIELD, JILL |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) C/O LIVEPERSON, INC., 475 TENTH AVENUE, 5TH FLOOR |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/05/2018 |
X Director Officer (give title below) |
10% Owner Other (specify below) |
|||||||||||||
| (Street) NEW YORK |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||||||||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 8) |
Transaction Code (Instr. 5) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership |
||||||||||
| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | (Instr. 4) | |||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. Title of Derivative | 2. | 3. Transaction Date |
3A. Deemed Execution Date, |
4. | 5. Number of | 6. Date | 7. Title and Amount of | 8. Price | 9. Number of | 10. | 11. Nature |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
Date (Month/Day/Year) |
Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Stock Option (Right to Buy) |
\$21.75 | 06/05/2018 | A | 30,000 | (1) | 06/05/2028 | Common Stock | 30,000 | \$0 | 30,000 | D |
Explanation of Responses:
- This option will become fully exercisable on June 5, 2019.
Monica Greenberg, Attorney-in-Fact 06/07/2018
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| OMB Number: 3235-0287 |
||||||||||
| Expires: | ||||||||||
| Estimated average burden | ||||||||||
| hours per response: | 0.5 |
| MOSSLER, FRED | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
|||||
|---|---|---|---|---|---|---|---|---|
| (Last) C/O LIVEPERSON, INC., 475 TENTH AVE, 5TH FLOOR |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/05/2018 |
Officer (give title Other (specify below) below) |
||||
| (Street) NEW YORK |
NY | 10018 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | Form filed by More than One Reporting Person |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | (Instr. 4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) Date Expiration Exercisable Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Title | Amount or Number of Shares |
||||||||||
| Stock Option (Right to Buy) |
\$21.75 | 06/05/2018 | A | 30,000 | (1) | 06/05/2028 | Common Stock | 30,000 | \$0 | 30,000 | D |
Explanation of Responses:
- This option will become fully exercisable on June 5, 2019.
| /s/ Monica L. Greenberg, | |
|---|---|
| Attorney-in-Fact | 06/07/2018 |
** Signature of Reporting Person Date
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Expires: | _ |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* Wesemann William |
2. Issuer Name and Ticker or Trading Symbol LIVEPERSON INC [ LPSN ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) C/O LIVEPERSON, INC. |
(First) | 06/05/2018 | 3. Date of Earliest Transaction (Month/Day/Year) | X Director Officer (give title below) |
10% Owner Other (specify below) |
|||||||||||||
| 475 TENTH AVENUE 5TH FLOOR (Street) NEW YORK NY 10018 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
||||||||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person | |||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) or Execution Date, Date if any Transaction (Month/Day/Year) Disposed Of (D) (Instr. 3, 4 and (Month/Day/Year) Code (Instr. 5) 8) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||||||
| Code | V | Amount | (A) or Price (D) |
Reported Transaction(s) (Instr. 3 and 4) |
||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||
| 3. Transaction 3A. Deemed 2. 1. Title of Derivative 4. Date Execution Date, Conversion (Month/Day/Year) if any Security (Instr. 3) Transaction or Exercise (Month/Day/Year) Price of Code (Instr. Derivative Security 8) |
6. Date 5. Number of 7. Title and Amount of Exercisable and Derivative Securities Underlying Expiration Date Securities Derivative Security (Instr. 3 (Month/Day/Year) Acquired (A) and 4) |
9. Number of 8. Price derivative of Securities Derivative Beneficially Owned Security Following (Instr. 5) Reported |
10. Ownership Form: Direct (D) or Indirect |
11. Nature of Indirect Beneficial Ownership |
Exercisable
to Buy) \$21.75 06/05/2018 A 30,000 (1) 06/05/2028 Common Stock 30,000 \$0 30,000 D
Expiration
Date Title
or Disposed of (D) (Instr. 3, 4 and 5)
Code V (A) (D) Date
Explanation of Responses:
Stock Option (Right
- This option will become fully exercisable on June 5, 2019.
/s/ Monica Greenberg, Attorney in Fact 06/07/2018
Amount or Number of Shares
Reported Transaction(s) (Instr. 4)
(I) (Instr. 4)
(Instr. 4)
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.