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LivaNova PLC — Director's Dealing 2018
Mar 13, 2018
31419_dirs_2018-03-13_90890f0e-8578-4a65-9291-b63a21dee8e5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2018-03-11
Reporting Person: WISE DAVID S (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-11 | Ordinary Shares | M | 5208 | — | Acquired | 45048 | Direct |
| 2018-03-11 | Ordinary Shares | F | 1226 | $87.55 | Disposed | 43822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-11 | Restricted Stock Units | $ | M | 5208 | Acquired | 2020-03-11 | Common Stock (5208.0) | Direct |
Footnotes
F1: Form 4 amended to correct the number of securities beneficially owned following reported transaction(s). Incorrect number shown on initial Form 4.
F2: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).
F3: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20%, each, on March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.