LivaNova PLC — Director's Dealing 2018

Mar 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2018-03-23

Reporting Person: Gianotti Stefano (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-23	Ordinary Shares	M	1325	$84.24	Acquired	3155	Direct
2018-03-23	Ordinary Shares	D	1325	$84.24	Disposed	1830	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-23	Restricted Stock Units	$	M	1325	Disposed		Common Stock (1325.0)	Direct

Footnotes

F1: Restricted stock units (RSUs) vested on March 23, 2018. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the Company) on March 23, 2018.

F2: Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares.

F3: Each RSU represents a contingent right to receive one ordinary share of the Company or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the Award Agreement (the Agreement).

F4: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018.