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LivaNova PLC — Director's Dealing 2018
May 22, 2018
31419_dirs_2018-05-22_3c3e254b-bc14-43d8-8459-fedf693ba2bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2018-05-20
Reporting Person: Huston Thad Allen (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-20 | Ordinary Shares | M | 1595 | — | Acquired | 4131 | Direct |
| 2018-05-20 | Ordinary Shares | F | 749 | $83.86 | Disposed | 3382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-20 | Restricted Stock Units | $ | M | 1595 | Disposed | Restricted Stock Units (1595.0) | Direct |
Footnotes
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the May 20, 2018 vesting of 1,595 RSUs.
F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period.