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LivaNova PLC — Director's Dealing 2017
Nov 9, 2017
31419_dirs_2017-11-09_0ad0550d-464b-4e53-bbce-619a466b7bd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2017-11-04
Reporting Person: McDonald Damien (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-04 | Common Stock | A | 16745 | $81.76 | Acquired | 16745 | Direct |
| 2017-11-04 | Common Stock | F | 5609 | $81.76 | Disposed | 11136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-04 | Restricted Stock Units | $ | M | 16745 | Disposed | Ordinary Shares (16745.0) | Direct |
Footnotes
F1: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the November 4, 2017 vesting of 16,745 restricted stock units (RSUs).
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.
F3: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.