LivaNova PLC — Director's Dealing 2015

Oct 22, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LivaNova PLC (LIVN)
CIK: 0001639691
Period of Report: 2015-10-19

Reporting Person: Shinmar Pritpal (SR VP Global Market Access)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	488	Direct
Common Stock	1474	Direct
Common Stock	1474	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to purchase common stock	$69.39	2020-10-19	Common Stock (10411)		Direct
Option to purchase common stock	$51.34	2018-10-19	Common Stock (5121)		Direct

Footnotes

F1: Reporting Person was granted restricted stock units ("RSUs"), all of such RSUs shall vest and all forfeiture restrictions thereon to lapse on February 26, 2016.

F2: Reporting Person was granted restricted stock units ("RSUs"), all of such RSUs shall vest and all forfeiture restrictions thereon to lapse on February 27, 2017.

F3: Reporting Person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the SAR Agreement, the SARs shall vest in equal installments of 50% on each of the first two anniversaries of the grant date, October 19, 2015. Payment of such amount shall be in cash, shares (based on their Fair Market Value as of the date the SAR is exercised) or a combination of both, as determined by the Administrator.