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LISATA THERAPEUTICS, INC. Director's Dealing 2022

Sep 16, 2022

34931_dirs_2022-09-16_f1e07dfc-b161-46b1-a4a4-55e684267c39.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LISATA THERAPEUTICS, INC. (LSTA)
CIK: 0000320017
Period of Report: 2022-09-15

Reporting Person: HENSON HEIDI (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.22 2029-04-08 Common Stock (10676.0) Direct
Stock Option (Right to Buy) $3.6 2030-12-30 Common Stock (10676.0) Direct
Stock Option (Right to Buy) $7.52 2032-06-09 Common Stock (10676.0) Direct

Footnotes

F1: Twenty-five percent (25%) of the shares issuable upon exercise of the options (the "Option Shares") shall vest on the last day of each three-month period following April 8, 2019 (the "Grant Date"), such that all of the Option Shares shall be vested on the one-year anniversary of the Grant Date.

F2: Twenty-five percent (25%) of the shares issuable upon exercise of the options (the "Option Shares") shall vest on the last day of each three-month period following December 30, 2020 (the "Grant Date"), such that all of the Option Shares shall be vested on the one-year anniversary of the Grant Date.

F3: Options vested one hundred percent (100%) upon issuance.