LIQUIDITY SERVICES INC — Director's Dealing 2016

Jul 13, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2016-07-13

Reporting Person: Shaffer Mark A (VP, Gen. Counsel & Secretary)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Grant	$0	2022-10-31	Common Stock (2000)		Direct
Employee Stock Grant	$0	2023-11-27	Common Stock (1023)		Direct
Employee Stock Grant	$0	2025-04-09	Common Stock (1987)		Direct
Employee Stock Grant	$0	2026-02-16	Common Stock (6904)		Direct
Employee Stock Grant	$0	2026-02-16	Common Stock (1726)		Direct
Employee Stock Grant	$0	2026-06-22	Common Stock (15000)		Direct

Footnotes

F1: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.

F2: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.

F3: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

F4: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.

F5: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F6: Twenty-five percent of this restricted stock grant will vest on July 13, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 13 of each year for three years.