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Liquidia Corp — Director's Dealing 2024
Sep 12, 2024
31694_dirs_2024-09-12_f8eed90d-b0e5-4bbc-9c07-458c8b5c4d66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2024-09-12
Reporting Person: Caligan Partners LP (Director, 10% Owner, See Remarks)
Reporting Person: JOHNSON DAVID EDWARD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-12 | Common Stock, $0.001 par value per share ("Common Stock") | A | 1123595 | $8.90 | Acquired | 8118592 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20359 | Direct |
Footnotes
F1: Securities held by certain funds (the "Caligan Funds") and managed accounts (the "Caligan Accounts", and together with the Caligan Funds, the "Caligan Funds and Accounts") to which Caligan Partners LP ("Caligan") serves as investment manager and related entities. David Johnson ("Mr. Johnson", and together with Caligan, the "Reporting Persons") is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
F2: Mr. Johnson is deemed to hold the securities reported herein for the benefit of the Caligan Funds and Accounts, and may, after vesting, if applicable, transfer the securities directly to the Caligan Funds and Accounts.