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LIQTECH INTERNATIONAL INC — Director's Dealing 2014
Jun 4, 2014
34866_dirs_2014-06-04_4de80936-d0e4-4dd3-bad9-eca1f6be51c5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LIQTECH INTERNATIONAL INC (LIQT)
CIK: 0001307579
Period of Report: 2014-05-19
Reporting Person: Barish Michael S (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Direct |
| Common Stock | 278800 | Direct |
| Common Stock | 207000 | Indirect |
| Common Stock | 308536 | Indirect |
| Common Stock | 175000 | Indirect |
| Common Stock | 176000 | Indirect |
| Common Stock | 55000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (Right to Buy) | $2.7000 | 2016-12-31 | Common Stock (60000) | Direct | |
| Warrants (Right to Buy) | $2.7000 | 2016-12-31 | Common Stock (111000) | Indirect | |
| Warrants (Right to Buy) | $2.7000 | 2016-12-31 | Common Stock (113000) | Indirect | |
| Warrants (Right to Buy) | $2.7000 | 2016-12-31 | Common Stock (114000) | Indirect |
Footnotes
F1: Effective May 19, 2014, Michael S. Barish was appointed to serve as member of the Board of Directors of LiqTech International, Inc.
F2: As compensation for his services, LiqTech International, Inc. granted 100,000 shares of Common Stock to Mr. Barish to vest in three annual increments of 33,333; 33,333; and 33,334 shares beginning on the first anniversary of the date of the grant.
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