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Lineage Cell Therapeutics Inc. — Director's Dealing 2015
Jul 7, 2015
6895_dirs_2015-07-06_aef7344d-2bfb-4e47-a60b-dc5d4a0dbc6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2015-07-01
Reporting Person: Cartt Stephen LaHue (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 | Option to Purchase Common Shares | $3.57 | A | 20000 | Acquired | 2020-06-30 | Common Shares (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 80125 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Shares | $3.43 | 2019-11-03 | Common Shares (20000) | 20000 | Direct |
Footnotes
F1: Will become exercisable in four equal quarterly installments based upon continued service on the board of directors.
F2: 5,000 options became exercisable on December 31, 2014; March 31, 2015; and June 30, 2015. The remaining 5,000 options will become exercisable on September 30, 2015 based upon continued service on the board of directors.
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