AI assistant
Linde PLC — Director's Dealing 2021
Feb 16, 2021
9953_dirs_2021-02-16_76116ba1-d9f9-482d-a401-e1b3547e4534.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LINDE PLC (LIN)
CIK: 0001707925
Period of Report: 2021-02-12
Reporting Person: Hoyt Kelcey E (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Ordinary Shares | M | 2675 | $110.58 | Acquired | 6779.107 | Direct |
| 2021-02-12 | Ordinary Shares | F | 1663 | $251.71 | Disposed | 5116.107 | Direct |
| 2021-02-12 | Ordinary Shares | S | 1012 | $251.73 | Disposed | 4104.107 | Direct |
| 2021-02-12 | Ordinary Shares | M | 3995 | $109.68 | Acquired | 8099.107 | Direct |
| 2021-02-12 | Ordinary Shares | F | 2448 | $251.67 | Disposed | 5651.107 | Direct |
| 2021-02-12 | Ordinary Shares | S | 1547 | $251.61 | Disposed | 4104.107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Stock Option (right to buy) | $109.68 | M | 3995 | Disposed | 2022-02-28 | Ordinary Shares (3995) | Direct |
| 2021-02-12 | Stock Option (right to buy) | $110.58 | M | 2675 | Disposed | 2023-02-26 | Ordinary Shares (2675) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 495.201 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock | $0 | Ordinary Shares (460) | 460 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (535) | 535 | Direct | |
| Restricted Stock Units | $0 | Ordinary Shares (1165) | 1165 | Direct | |
| Stock Option (right to buy) | $173.13 | 2030-03-09 | Ordinary Shares (5545) | 5545 | Direct |
| Stock Option (right to buy) | $176.63 | 2029-03-20 | Ordinary Shares (5995) | 5995 | Direct |
| Stock Option (right to buy) | $128.80 | 2024-02-25 | Ordinary Shares (3735) | 3735 | Direct |
| Stock Option (right to buy) | $128.38 | 2025-02-24 | Ordinary Shares (5150) | 5150 | Direct |
| Stock Option (right to buy) | $102.22 | 2026-02-23 | Ordinary Shares (9360) | 9360 | Direct |
| Stock Option (right to buy) | $118.71 | 2027-02-28 | Ordinary Shares (10500) | 10500 | Direct |
| Stock Option (right to buy) | $154.00 | 2028-02-27 | Ordinary Shares (9700) | 9700 | Direct |
| Deferred Stock Unit | $0 | Ordinary Shares (42.678) | 42.678 | Direct |
Footnotes
F1: Ordinary shares withheld to pay exercise price and taxes.
F2: The price reported is the weighted average sale price. The sale prices ranged from $251.60 to $251.65. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price
F3: Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4: Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
F5: Restricted Stock units that will vest in full and payouton on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
F6: This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F7: This options vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F8: This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F9: This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F10: This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F11: This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F12: Conversion to Linde plc Ordinary Shares is on a 1-for-one basis.
F13: Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.