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Light & Wonder, Inc. — Director's Dealing 2021
Mar 23, 2021
30802_dirs_2021-03-23_fb6b94be-cc0a-4b3b-b349-71c2192d09eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCIENTIFIC GAMES CORP (SGMS)
CIK: 0000750004
Period of Report: 2021-03-20
Reporting Person: COTTLE BARRY L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-20 | Common Stock | M | 70755 | — | Acquired | 208381 | Direct |
| 2021-03-20 | Common Stock | F | 28903 | $43.49 | Disposed | 179478 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Units | $ | M | 16068 | Disposed | Common Stock (16068) | Direct | |
| 2021-03-20 | Restricted Stock Units | $ | M | 54687 | Disposed | Common Stock (54687) | Direct | |
| 2021-03-22 | Restricted Stock Units | $ | A | 33536 | Acquired | Common Stock (33536) | Direct | |
| 2021-03-22 | Restricted Stock Units | $ | A | 33536 | Acquired | Common Stock (33536) | Direct |
Footnotes
F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
F2: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in two equal installments of 16,068 shares on each of March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.
F3: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three installments on March 20, 2022 (54,688 shares), March 20, 2023 (54,687 shares) and March 20, 2024 (54,688 shares). Each unit converts into a share of common stock on a one-for-one basis.
F4: The restricted stock units are scheduled to vest on March 20, 2022 (11,179 shares), March 20, 2023 (11,178 shares) and March 20, 2024 (11,179 shares). Each unit converts into a share of common stock on a one-for-one basis.
F5: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.