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LIGAND PHARMACEUTICALS INC — Director's Dealing 2015
May 14, 2015
31289_dirs_2015-05-14_d286f77b-24ae-4a19-ada8-23429c7e2204.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIGAND PHARMACEUTICALS INC (LGND)
CIK: 0000886163
Period of Report: 2015-05-12
Reporting Person: DeSilva Nishan M (VP, Finance & Strategy and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-12 | Common Stock | M | 14214.0 | $14.47 | Acquired | 36496 | Direct |
| 2015-05-12 | Common Stock | S | 14214.0 | $84.44 | Disposed | 22282 | Direct |
| 2015-05-12 | Common Stock | M | 9306.0 | $21.92 | Acquired | 31588 | Direct |
| 2015-05-12 | Common Stock | S | 9306.0 | $84.91 | Disposed | 22282 | Direct |
| 2015-05-13 | Common Stock | M | 12148.0 | $21.92 | Acquired | 34430 | Direct |
| 2015-05-13 | Common Stock | S | 12148.0 | $83.23 | Disposed | 22282 | Direct |
| 2015-05-13 | Common Stock | M | 11757.0 | $14.47 | Acquired | 34039 | Direct |
| 2015-05-13 | Common Stock | S | 11757.0 | $83.32 | Disposed | 22282 | Direct |
| 2015-05-14 | Common Stock | M | 20938.0 | $74.42 | Acquired | 43220 | Direct |
| 2015-05-14 | Common Stock | S | 20938.0 | $83.84 | Disposed | 22282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-12 | Employee Stock Option (right to buy) | $14.47 | M | 14214.0 | Disposed | 2022-02-09 | Common Stock (14214) | Direct |
| 2015-05-13 | Employee Stock Option (right to buy) | $14.47 | M | 11757.0 | Disposed | 2022-02-09 | Common Stock (11757) | Direct |
| 2015-05-12 | Employee Stock Option (right to buy) | $21.92 | M | 9306.0 | Disposed | 2023-02-15 | Common Stock (9306) | Direct |
| 2015-05-13 | Employee Stock Option (right to buy) | $21.92 | M | 12148.0 | Disposed | 2023-02-15 | Common Stock (12148) | Direct |
| 2015-05-14 | Employee Stock Option (right to buy) | $74.42 | M | 20938.0 | Disposed | 2024-02-12 | Common Stock (20938) | Direct |
Footnotes
F1: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.
F2: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/13.
F3: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/12/14.