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Liberty Global Ltd. — Director's Dealing 2016
Jun 8, 2016
31176_dirs_2016-06-08_f0aa3165-5977-4baf-9d48-b1f790027f2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-06-07
Reporting Person: COLE JOHN P JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-07 | Liberty Global Class A | M | 5250 | $10.15 | Acquired | 16154 | Direct |
| 2016-06-07 | Liberty Global Class A | S | 5250 | $39.4536 | Disposed | 10904 | Direct |
| 2016-06-07 | Liberty Global Class C | M | 5227 | $10.07 | Acquired | 55541 | Direct |
| 2016-06-07 | Liberty Global Class C | M | 10454 | $9.84 | Acquired | 65995 | Direct |
| 2016-06-07 | Liberty Global Class C | S | 15681 | $37.8562 | Disposed | 50314 | Direct |
| 2016-06-07 | LiLAC Class A | M | 262 | $9.56 | Acquired | 785 | Direct |
| 2016-06-07 | LiLAC Class A | S | 262 | $37.308 | Disposed | 523 | Direct |
| 2016-06-07 | LiLAC Class C | M | 261 | $9.99 | Acquired | 2735 | Direct |
| 2016-06-07 | LiLAC Class C | M | 522 | $9.77 | Acquired | 3257 | Direct |
| 2016-06-07 | LiLAC Class C | S | 783 | $37.9096 | Disposed | 2474 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-07 | Liberty Global Share Option A (right to buy) | $10.15 | M | 5250 | Disposed | 2016-06-22 | Liberty Global Class A (5250.0) | Direct |
| 2016-06-07 | Liberty Global Share Option C (right to buy) | $10.07 | M | 5227 | Disposed | 2016-06-22 | Liberty Global Class C (5227.0) | Direct |
| 2016-06-07 | Liberty Global Share Option C (right to buy) | $9.84 | M | 10454 | Disposed | 2016-06-22 | Liberty Global Class C (10454.0) | Direct |
| 2016-06-07 | LiLAC Share Option A (right to buy) | $9.56 | M | 262 | Disposed | 2016-06-22 | LiLAC Class A (262.0) | Direct |
| 2016-06-07 | LiLAC Share Option C (right to buy) | $9.99 | M | 261 | Disposed | 2016-06-22 | LiLAC Class C (261.0) | Direct |
| 2016-06-07 | LiLAC Share Option C (right to buy) | $9.77 | M | 522 | Disposed | 2016-06-22 | LiLAC Class C (522.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $39.451 to $39.465. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $37.85 to $37.885. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The price reflects a weighted average of sales made at prices ranging from $37.906 to $37.93. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4: The option is immediately exercisable.