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Liberty Global Ltd. — Director's Dealing 2016
Jun 6, 2016
31176_dirs_2016-06-06_18cabaa4-1eca-49f3-893d-b2ff9202e955.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-06-03
Reporting Person: DICK JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-03 | Liberty Global Class C | M | 10454 | $10.07 | Acquired | 54549 | Direct |
| 2016-06-03 | Liberty Global Class C | S | 10454 | $37.292 | Disposed | 44095 | Direct |
| 2016-06-03 | LiLAC Class C | M | 522 | $9.99 | Acquired | 2686 | Direct |
| 2016-06-03 | LiLAC Class C | S | 522 | $38.3213 | Disposed | 2164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-03 | Liberty Global Share Option C (right to buy) | $10.07 | M | 10454 | Disposed | 2016-06-22 | Liberty Global Class C (10454.0) | Direct |
| 2016-06-03 | LiLAC Share Option C (right to buy) | $9.99 | M | 522 | Disposed | 2016-06-22 | LiLAC Class C (522.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $37.287 to $37.317. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $38.285 to $38.36. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The option is immediately exercisable.