AI assistant
Liberty Global Ltd. — Director's Dealing 2016
Jun 20, 2016
31176_dirs_2016-06-20_5dd495da-4b4c-4c83-98cb-deb12e1df984.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-06-16
Reporting Person: SPARKMAN J C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-16 | Liberty Global Class A | M | 579 | — | Acquired | 11841 | Direct |
| 2016-06-16 | Liberty Global Class C | M | 1158 | — | Acquired | 24583 | Direct |
| 2016-06-16 | LiLAC Class A | M | 28 | — | Acquired | 590 | Direct |
| 2016-06-16 | LiLAC Class C | M | 57 | — | Acquired | 1256 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-16 | Liberty Global Share Option A (right to buy) | $35.04 | A | 2920 | Acquired | 2023-06-16 | Liberty Global Class A (2920.0) | Direct |
| 2016-06-16 | Liberty Global Share Option C (right to buy) | $34.27 | A | 5840 | Acquired | 2023-06-16 | Liberty Global Class C (5840.0) | Direct |
| 2016-06-16 | LiLAC Share Option A (right to buy) | $36.94 | A | 146 | Acquired | 2023-06-16 | LiLAC Class A (146.0) | Direct |
| 2016-06-16 | LiLAC Share Option C (right to buy) | $37.48 | A | 292 | Acquired | 2023-06-16 | LiLAC Class C (292.0) | Direct |
| 2016-06-16 | Liberty Global Restricted Share Units A | $ | A | 859 | Acquired | Liberty Global Class A (859.0) | Direct | |
| 2016-06-16 | Liberty Global Restricted Share Units C | $ | A | 1718 | Acquired | Liberty Global Class C (1718.0) | Direct | |
| 2016-06-16 | LiLAC Restricted Share Units A | $ | A | 43 | Acquired | LiLAC Class A (43.0) | Direct | |
| 2016-06-16 | LiLAC Restricted Share Units C | $ | A | 86 | Acquired | LiLAC Class C (86.0) | Direct | |
| 2016-06-16 | Liberty Global Restricted Share Units A | $ | M | 579 | Disposed | Liberty Global Class A (579.0) | Direct | |
| 2016-06-16 | Liberty Global Restricted Share Units C | $ | M | 1158 | Disposed | Liberty Global Class C (1158.0) | Direct | |
| 2016-06-16 | LiLAC Restricted Share Units A | $ | M | 28 | Disposed | LiLAC Class A (28.0) | Direct | |
| 2016-06-16 | LiLAC Restricted Share Units C | $ | M | 57 | Disposed | LiLAC Class C (57.0) | Direct |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
F2: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F3: The Restricted Share Units will vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.
F4: The Restricted Share Units vest in full on the date of the Issuer's 2016 annual general meeting of shareholders.