Liberty Global Ltd. — Director's Dealing 2016

Oct 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-10-01

Reporting Person: FRIES MICHAEL T (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-01	Liberty Global Class A	M	40547	—	Acquired	473354	Direct
2016-10-01	Liberty Global Class A	F	18971	$34.18	Disposed	454383	Direct
2016-10-01	Liberty Global Class C	M	81093	—	Acquired	1136950	Direct
2016-10-01	Liberty Global Class C	F	37939	$33.04	Disposed	1099011	Direct
2016-06-17	Liberty Global Class C	G	100000	—	Disposed	999011	Direct
2016-10-01	LiLAC Class A	M	7086	—	Acquired	98030	Direct
2016-10-01	LiLAC Class A	F	3317	$27.59	Disposed	94713	Direct
2016-10-01	LiLAC Class C	M	14172	—	Acquired	186220	Direct
2016-10-01	LiLAC Class C	F	6632	$28.05	Disposed	179588	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-01	Liberty Global Restricted Share Units A	$	M	40547	Disposed		Liberty Global Class A (40547.0)	Direct
2016-10-01	Liberty Global Restricted Share Units C	$	M	81093	Disposed		Liberty Global Class C (81093.0)	Direct
2016-10-01	LiLAC Restricted Share Units A	$	M	2027	Disposed		LiLAC Class A (2027.0)	Direct
2016-10-01	LiLAC Restricted Share Units C	$	M	4055	Disposed		LiLAC Class C (4055.0)	Direct
2016-07-01	LiLAC Restricted Share Units A	$	A	5059	Acquired		LiLAC Class A (5059.0)	Direct
2016-10-01	LiLAC Restricted Share Units A	$	M	5059	Disposed		LiLAC Class A (5059.0)	Direct
2016-07-01	LiLAC Restricted Share Units C	$	A	10117	Acquired		LiLAC Class C (10117.0)	Direct
2016-10-01	LiLAC Restricted Share Units C	$	M	10117	Disposed		LiLAC Class C (10117.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Liberty Global Class A	1977	Indirect
Liberty Global Class C	13063	Indirect
LiLAC Class A	345	Indirect
LiLAC Class C	2283	Indirect

Footnotes

F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.

F3: Pursuant to the LiLAC Distribution, the Reporting Person received 247 shares of Issuer's LiLAC Group Class A ordinary shares and 1,630 shares of Issuer's LiLAC Group Class C ordinary shares, each contributed by Issuer under its 401(k) Plan.

F4: The Restricted Share Units vest on October 1, 2016.

F5: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award.