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Liberty Global Ltd. — Director's Dealing 2016
Jun 20, 2016
31176_dirs_2016-06-20_9dfd7ab7-fdd0-42e8-b17b-4809bb7c152f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-06-15
Reporting Person: GOULD PAUL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-15 | Liberty Global Class A | M | 10501 | $10.15 | Acquired | 221435 | Direct |
| 2016-06-15 | Liberty Global Class A | S | 10501 | $35.3378 | Disposed | 210934 | Direct |
| 2016-06-15 | Liberty Global Class C | M | 20908 | $9.84 | Acquired | 972536 | Direct |
| 2016-06-15 | Liberty Global Class C | M | 10454 | $10.07 | Acquired | 982990 | Direct |
| 2016-06-15 | Liberty Global Class C | S | 31362 | $34.4312 | Disposed | 951628 | Direct |
| 2016-06-16 | LiLAC Class A | M | 525 | $9.56 | Acquired | 10962 | Direct |
| 2016-06-16 | LiLAC Class C | M | 522 | $9.99 | Acquired | 47775 | Direct |
| 2016-06-16 | LiLAC Class C | M | 1045 | $9.77 | Acquired | 48820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-15 | Liberty Global Share Option A (right to buy) | $10.15 | M | 10501 | Disposed | 2016-06-22 | Liberty Global Class A (10501.0) | Direct |
| 2016-06-15 | Liberty Global Share Option C (right to buy) | $9.84 | M | 20908 | Disposed | 2016-06-22 | Liberty Global Class C (20908.0) | Direct |
| 2016-06-15 | Liberty Global Share Option C (right to buy) | $10.07 | M | 10454 | Disposed | 2016-06-22 | Liberty Global Class C (10454.0) | Direct |
| 2016-06-16 | LiLAC Share Option A (right to buy) | $9.56 | M | 525 | Disposed | 2016-06-22 | LiLAC Class A (525.0) | Direct |
| 2016-06-16 | LiLAC Share Option C (right to buy) | $9.99 | M | 522 | Disposed | 2016-06-22 | LiLAC Class C (522.0) | Direct |
| 2016-06-16 | LiLAC Share Option C (right to buy) | $9.77 | M | 1045 | Disposed | 2016-06-22 | LiLAC Class C (1045.0) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $35.321 to $35.361. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $34.41 to $34.455. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The option is immediately exercisable.