Liberty Global Ltd. — Director's Dealing 2016

Oct 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-10-01

Reporting Person: Nair Balan (EVP & CTO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-01	Liberty Global Class A	M	13046	—	Acquired	91559	Direct
2016-10-01	Liberty Global Class A	F	6296	$34.18	Disposed	85263	Direct
2016-10-01	Liberty Global Class C	M	27031	—	Acquired	326063	Direct
2016-10-01	Liberty Global Class C	F	12592	$33.04	Disposed	313471	Direct
2016-10-01	LiLAC Class A	M	2362	—	Acquired	16275	Direct
2016-10-01	LiLAC Class A	F	1102	$27.59	Disposed	15173	Direct
2016-10-01	LiLAC Class C	M	4724	—	Acquired	57095	Direct
2016-10-01	LiLAC Class C	F	2202	$28.05	Disposed	54893	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-01	Liberty Global Restricted Share Units A	$	M	13046	Disposed		Liberty Global Class A (13046.0)	Direct
2016-10-01	Liberty Global Restricted Share Units C	$	M	26092	Disposed		Liberty Global Class C (26092.0)	Direct
2016-10-01	LiLAC Restricted Share Units A	$	M	676	Disposed		LiLAC Class A (676.0)	Direct
2016-10-01	LiLAC Restricted Share Units C	$	M	1352	Disposed		LiLAC Class C (1352.0)	Direct
2016-07-01	LiLAC Restricted Share Units A	$	A	1686	Acquired		LiLAC Class A (1686.0)	Direct
2016-10-01	LiLAC Restricted Share Units A	$	M	1686	Disposed		LiLAC Class A (1686.0)	Direct
2016-07-01	LiLAC Restricted Share Units C	$	A	3372	Acquired		LiLAC Class C (3372.0)	Direct
2016-10-01	LiLAC Restricted Share Units C	$	M	3372	Disposed		LiLAC Class C (3372.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Liberty Global Class C	6755	Indirect
LiLAC Class C	1139	Indirect

Footnotes

F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F2: On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.

F3: The Reporting Person received 247 shares of Issuer's Liberty Global Class C ordinary shares as of June 30, 2016, and pursuant to the LiLAC Distribution, he received 825 shares of Issuer's LiLAC Group Class C ordinary shares, each contributed by Issuer under its 401(k) Plan.

F4: The Restricted Share Units vest on October 1, 2016.

F5: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received equity awards relating to LiLAC Group Class A ordinary shares and LiLAC Group Class C ordinary shares (each a "LiLAC Award") based on the corresponding class of Liberty Global Group equity awards. The terms of the LiLAC Award are, in all material respects, the same as those of the corresponding original Liberty Global Group award.