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Liberty Global Ltd. — Director's Dealing 2016
May 18, 2016
31176_dirs_2016-05-18_448dafd2-86e8-439c-aeed-7a693a171fde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2016-05-16
Reporting Person: MALONE JOHN C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-16 | Liberty Global Class A | A | 3616468 | — | Acquired | 3616468 | Indirect |
| 2016-05-16 | Liberty Global Class C | A | 8853787 | — | Acquired | 8853787 | Indirect |
| 2016-05-16 | LiLAC Class A | A | 1001337 | — | Acquired | 1001337 | Indirect |
| 2016-05-16 | LiLAC Class C | A | 2453402 | — | Acquired | 2453402 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Liberty Global Class A | 952177 | Direct |
| Liberty Global Class C | 3938195 | Direct |
| LiLAC Class A | 47608 | Direct |
| LiLAC Class C | 226609 | Direct |
| Liberty Global Class A | 90303 | Indirect |
| Liberty Global Class C | 680041 | Indirect |
| LiLAC Class A | 4515 | Indirect |
| LiLAC Class C | 34002 | Indirect |
| Liberty Global Class C | 7117225 | Indirect |
| LiLAC Class C | 375861 | Indirect |
Footnotes
F1: Received by Columbus Holding LLC ("CHLLC") in exchange for 575,096,759 shares of Cable and Wireless Communications Plc ordinary shares in connection with the acquisition of Cable and Wireless Communications Plc by the Issuer on May 16, 2016. The Issuer's securities received by CHLLC are exempt under Rule 16b-3 of the Securities Act of 1934, as amended. On the acquisition date, the closing price for each class of the Issuer's securities was: $38.16 per Liberty Global Class A share, $37.59 per Liberty Global Class C share, $40.06 per LiLAC Class A share and $42.02 per LiLAC Class C share.
F2: Such securities were acquired by CHLLC, in which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may be deemed to be the indirect beneficial owner of the Issuer's securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
F3: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.